Episode 01.4 · DFSA Compliance Series
Where does the DFSA get the legal authority to fine firms and enforce compliance?
That power comes from DIFC Law No. 1 of 2004, the Regulatory Law, which grants the DFSA rule-making, licensing, and investigative authority — including the power to issue public censures, impose financial penalties, and oversee the Financial Markets Tribunal.
Episode 1.4 — Chapter 1: Constitutional Architecture & Jurisdictional Scope | DFSA & DIFC Compliance Masterclass series.
Follow @arakan-forensic for the next episode as this series continues, chapter by chapter.
Educational Media. Not Legal Advice.
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Arakan Lexara Weekly
Key developments and what they mean, what firms are asked to do, and the deadlines coming up — from the DFSA, FSRA, VARA, CBUAE, FTA and more. Read the latest