Episode 02.3 · DFSA Compliance Series
What mandatory leadership roles must a company recruit before it can operate under a DFSA license?
Under the GEN Module, firms must appoint licensed individuals to four core functions: Senior Executive Officer, Finance Officer, Compliance Officer, and Money Laundering Reporting Officer. The DFSA requires strict segregation of duties, and the MLRO must reside in the UAE.
Episode 2.3 — Chapter 2: DFSA Authorization & GEN Module Mechanics | DFSA & DIFC Compliance Masterclass series.
Follow @arakan-forensic for the next episode as this series continues, chapter by chapter.
Educational Media. Not Legal Advice.
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Arakan Lexara Weekly
Key developments and what they mean, what firms are asked to do, and the deadlines coming up — from the DFSA, FSRA, VARA, CBUAE, FTA and more. Read the latest