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Academy/DFSA Compliance Series/Chapter 10
Chapter 10 · Regulatory Enforcement & FMT Precedents

DFSA Investigative & Enforcement Powers

Episode 10.1 · DFSA Compliance Series

About this episode

What powers does the DFSA possess when investigating suspected breaches of its rulebook?

Under the Regulatory Law 2004, the DFSA holds broad powers to compel information, inspect books, enter premises, and take testimony under oath. Refusing to cooperate, or providing false or misleading information, is treated as a severe, independent offence.

Episode 10.1 — Chapter 10: Regulatory Enforcement & FMT Precedents | DFSA & DIFC Compliance Masterclass series.

Follow @arakan-forensic for the next episode as this series continues, chapter by chapter.

Educational Media. Not Legal Advice.

#DFSA #DIFC #UAECompliance #DubaiFinance #RegulatoryEnforcement #ComplianceRisk

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