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Academy/DFSA Compliance Series/Chapter 3
Chapter 3 · Conduct of Business (COB) & Client Protections

Client Asset Protection & Segregation

Episode 03.3 · DFSA Compliance Series

About this episode

How does the DFSA ensure customer funds are protected if a licensed firm becomes insolvent?

Under COB Module rules, firms holding Client Money must segregate it into designated trust accounts, fully separate from operational capital. Commingling client funds with firm assets is treated as a severe regulatory breach.

Episode 3.3 — Chapter 3: Conduct of Business (COB) & Client Protections | DFSA & DIFC Compliance Masterclass series.

Follow @arakan-forensic for the next episode as this series continues, chapter by chapter.

Educational Media. Not Legal Advice.

#DFSA #DIFC #UAECompliance #DubaiFinance #InvestorProtection #ClientMoney

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